• Cape Ann Asset Management Limited makes this website available as a source of information about the firm, its people and services. The services described may not be available to, or suitable for you. Nothing on the site constitutes investment advice nor does it represent any offer to provide services to buy or sell securities of any kind. Please contact our client services team for more detailed information concerning the investment management services we provide to clients.

     

    No representation or warranty is given as to the accuracy, completeness or current nature of the information on this site. Cape Ann does not warrant that this website will operate without interruption. The use of this website is at your own risk. Cape Ann may change the information on this site at any time without drawing attention to the change. Cape Ann shall not be liable for any loss or damage however it arises from the use of its website or its contents except for such liability as imposed by the United Kingdom’s Financial Services and Markets Act 2000.

     

    This website and its contents are the property of Cape Ann. You may not reproduce, modify or distribute the contents of this website without prior consent from Cape Ann.

     

    Cape Ann Asset Management Limited is authorised and regulated by the Financial Conduct Authority in the United Kingdom. Cape Ann is registered with the United States Securities and Exchange Commission. Cape Ann may only provide investment advisory services in those states and countries which it is appropriately registered or otherwise exempt or excluded from registration requirements. Investments managed by Cape Ann are not insured or guaranteed by any bank, the FDIC or any other government agency. Cape Ann is subject to the complaint handling requirements of the Financial Conduct Authority’s Dispute Resolution: Complaints Sourcebook (“DISP”). Under DISP 1.3.1R, Cape Ann is required to establish effective and transparent procedures for the reasonable and prompt handling of complaints received from eligible complainants. In the event a complaint cannot be rectified Cape Ann must notify the Client of their rights of referral to the Financial Ombudsman Service.

     

    Information related to the Stewardship Code and Cape Ann’s proxy voting and corporate governance policy is available here. A statement of Cape Ann’s risk management objectives and policies, capital computation and computation methods, data on capital resources, remuneration policy and other information required under BIPRU 11 is available here.

     

    Questions on this document or website should be directed to Pete Lockey, Chief Operating Officer (pete.lockey@capeannam.com)